Investor Relations Captor Therapeutics ®

Introduction of shares and rights to shares to trading on a regulated market

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Current report no. 6/2021

Date of preparation: 16 April 2021

Subject: Introduction of shares and rights to shares to trading on a regulated market

Legal basis: § 17 sec. 1 point 4 of the Regulation of the Minister of Finance dated 29 March 2018 on current and periodical information disclosed by issuers of securities and conditions for recognition as equivalent of information required by the provisions of law of a country other than a member state

The Management Board of Captor Therapeutics S.A. with its registered office in Wrocław (the “Company”) informs that on 16 April 2021 the Company became aware of the fact that the Management Board of Giełda Papierów Wartościowych w Warszawie S.A. (“WSE”) adopted Resolution no. 413/2021 dated 16 April 2021 to introduce, as of 19 April 2021, the following shares of the Company to exchange trading on the primary market:

  1. 1,757,075 series B ordinary bearer shares;
  2. 82,449 series C ordinary bearer shares;
  3. 97,051 series D ordinary bearer shares;
  4. 26,925 series F ordinary bearer shares;
  5. 52,354 series H ordinary bearer shares;
  6. 9,082 series I ordinary bearer shares; and
  7. 84,143 series J ordinary bearer shares;

with a nominal value of PLN 0.10 each (“Shares”), marked by Krajowy Depozyt Securities S.A. (“KDPW”) with the following code: ISIN PLCPTRT00014, and list the Shares in the continuous trading system under the abbreviated name: “CAPTORTX” and under the designation: “CTX”.

Further, on 16 April 2021 the Company became aware of the fact that the Management Board of WSE adopted Resolution no. 414/2021 dated 16 April 2021 to introduce, as of 19 April 2021, 871,500 rights to series G ordinary bearer shares of the Company with a nominal value of PLN 0.10 each (“Rights to Shares”) to exchange trading on the primary market, marked by KDPW with the following code: ISIN PLCPTRT00030, and list the Rights to Shares in the continuous trading system under the abbreviated name:  “CAPTORTX-PDA” and under the designation: “CTXA”.

Resolutions entered into force as of the date of adoption thereof.