Completion of the subscription for series U shares issued in connection with the Company's employee incentive programme

Current report no. 18/2025

Drafting date: 12 March 2025

Subject: Completion of the subscription for series U shares issued in connection with the Company's employee incentive programme

Legal basis: Article 56(1)(2) of the Act on Public Offering - current and periodic information

 

The Management Board of Captor Therapeutics S.A. (the “Company”), in connection with the conclusion of agreements to subscribe for 33,138 Series U ordinary bearer shares issued pursuant to the Company's Management Board Resolution No. 2 of 19 December 2024 (the “Shares”), announces that the subscription for the Shares has been completed.

The issue of the Shares was carried out by way of private subscription. Agreements for the subscription of Shares were concluded with eligible persons within the framework of the Company's employee incentive programme.

 

1) Subscription start and end date:

Subscription commencement date: 3 January 2025 (date of publication of the relevant offer document);

Closing date of the subscription: 28 February 2025 (date of conclusion of the last Share subscription agreement).

 

2) Date of allotment of Shares:

Not applicable. The Shares were taken up by way of private subscription and therefore no shares were allotted within the meaning of the Commercial Companies Code. All Share subscription agreements were concluded until 28 February 2025.

 

3) Number of Shares subscribed:

33,138 Series U ordinary bearer shares with a nominal value of PLN 0.10 each were subscribed.

 

4) Rate of reduction in individual tranches where, in at least one tranche, the number of allocated Shares was less than the Shares subscribed for:

Not applicable. Due to the nature of the subscription, no reduction occurred. The Shares were subscribed for privately and therefore no Shares were subscribed for. All persons who were offered to conclude Share subscription agreements concluded such agreements with the Company.

 

5) Number of subscribed Shares:

Subscription agreements covering a total of 33,138 Shares were concluded.

 

6) Number of Shares allotted under the subscription:

Not applicable.

 

7) Price at which Shares were taken up:

Shares were subscribed for at PLN 0.10 (ten cents) each.

 

8) Number of persons who subscribed for the Shares subscribed for in each tranche:

Share subscription agreements were concluded with 48 individuals.

 

9) Number of persons to whom Shares were allotted in the subscription of individual tranches:

No Shares were allotted. Share subscription agreements were concluded with 48 individuals.

 

10) Name(s) of the underwriters who subscribed for the Shares in performance of the underwriting agreements, specifying the number of securities they subscribed for, together with the actual price per unit of the security, being the issue or sale price, less the consideration for subscribing for the Shares, in performance of the underwriting agreement, acquired by the underwriter:

Not applicable, the Company has not entered into an underwriting agreement.

 

11) Value of the subscription, understood as the product of the number and the issue price:

PLN 3,313.80 (three thousand three hundred and thirteen zlotys and eighty cents).

 

12) The amount of total costs which were included in the costs of issue, indicating the amount of costs according to their titles:

The Company did not incur any costs included in the costs of the issue such as the costs of preparing and carrying out the offering, underwriters' remuneration, preparation of the prospectus or other offering document or promotion of the offering.

 

13) Average subscription cost per unit of security subscribed or sold:

As indicated above, the Company did not incur the costs of issuing the Shares referred to above and, therefore, there is no average cost of subscription per Share.

 

14) The manner in which the securities subscribed for were paid for, indicating details where the subscription was made by way of set-off, where the subscription was made for contributions in kind:

The Shares have been paid for with cash contributions (by payment of cash to the Company's bank account).